-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvWFxBTr9g3x7ICjESdZVU6WZ7gsaono65xTGADZp0g12WlmiMYgsjQCvpBrYz6v sAjYPDQC7tBcimrHr2oKsg== 0001193125-06-015800.txt : 20060131 0001193125-06-015800.hdr.sgml : 20060131 20060131111841 ACCESSION NUMBER: 0001193125-06-015800 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060131 DATE AS OF CHANGE: 20060131 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PICKETT MICHAEL D CENTRAL INDEX KEY: 0001213302 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1260 MERCER ST CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062825170 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58749 FILM NUMBER: 06564565 BUSINESS ADDRESS: STREET 1: 1260 MERCER ST CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062825170 MAIL ADDRESS: STREET 1: 1260 MERCER ST STREET 2: THIRD FLOOR CITY: SEATTLE STATE: WA ZIP: 98109 FORMER COMPANY: FORMER CONFORMED NAME: ONVIA COM INC DATE OF NAME CHANGE: 19991213 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G/A

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

 

 

Onvia, Inc.

(Name of Issuer)

 

 

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

 

 

68338T 40 3

                                (CUSIP Number)                                

 

 

December 31, 2005

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 68338T 40 3

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above person (entities only).

 

 

            Michael D. Pickett

  

 

N/A

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

    
  3.  

SEC Use Only

 

 

 

    
  4.  

Citizenship or Place of Organization

 

 

            United States

    

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

  

  5.    Sole Voting Power

 

 

            598,012 (1)

 

  6.    Shared Voting Power

 

 

             - 0 - -

 

  7.    Sole Dispositive Power

 

 

            598,012 (1)

 

  8.    Shared Dispositive Power

 

 

             - 0 -

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

            598,012 (1)

    
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

    
11.  

Percent of Class Represented by Amount in Row (9)

 

 

            7.16%

    
12.  

Type of Reporting Person (See Instructions)

 

 

            IN

    

 

(1) Includes 466,978 shares subject to options that are exercisable within 60 days of January 31, 2006.

 

Page 2 of 5

This Amendment No. 1 to Schedule 13G is being filed with respect to the Common Stock of Onvia, Inc. to amend the Schedule 13G filed on March 18, 2004 (the “Schedule 13G”). Capitalized terms used herein and not otherwise defined have the meanings ascribed thereto in the Schedule 13G.

 

Item 1 (a)

     

Name of Issuer:

 

Onvia, Inc.

          

Item 1 (b)

     

Address of Issuer’s Principal Executive Offices:

 

1260 Mercer Street, Seattle, WA 98109

          

Item 2 (a)

     

Name of Person Filing:

 

Michael D. Pickett

          

Item 2 (b)

     

Address of Principal Business Office, or, if none, Residence:

 

1260 Mercer Street, Seattle, WA 98109

          

Item 2 (c)

     

Citizenship:

 

United States

          

Item 2 (d)

     

Title of Class of Securities:

 

Common Stock, par value $0.0001 per share

          

Item 2 (e)

     

CUSIP Number:    

 

68338T 40 3

          

Item 3

     If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:     
       Not Applicable.          

Item 4

     

Ownership:

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

          
       (a)    Amount beneficially owned: 598,012 (1)          
       (b)    Percent of class: 7.16%          
       (c)    Number of shares as to which the person has:          
            (i)    Sole power to vote or to direct the vote 598,012 (1)          
            (ii)    Shared power to vote or to direct the vote - 0 -          
            (iii)    Sole power to dispose or to direct the disposition of 598,012 (1)          
            (iv)    Shared power to dispose or to direct the disposition of - 0 -          

 

(1) Includes 466,978 shares subject to options that are exercisable within 60 days of January 31, 2006.

 

Page 3 of 5

Item 5

     

Ownership of Five Percent or Less of a Class:

 

Not Applicable.

     

Item 6

     

Ownership of More than Five Percent on Behalf of Another Person:

 

Not Applicable.

          

Item 7

     

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:

 

Not Applicable.

Item 8

     

Identification and Classification of Members of the Group:

 

Not Applicable.

          

Item 9

     

Notice of Dissolution of Group:

 

Not Applicable.

          

Item 10

     

Certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

          

 

Page 4 of 5

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: January 31, 2006

 

/s/ Michael D. Pickett

Michael D. Pickett

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 

Page 5 of 5

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